Alan f hughes inc v securities and exchange commission and securities investor protection corp us supreme court transcript of record with supporting pleadings carl l shipley wilfred r caron on amazoncom free shipping on qualifying offers the making of modern law us supreme court records and briefs 1832 1978 contains the worlds most comprehensive collection of records and . 1 in this case of first impression under the securities investor protection act of 19701 the essential issue raised on these appeals is the propriety of the district courts adjudication that the customers of alan f hughes inc a registered broker dealer were in need of the protection provided by that act the primary purpose of which is to afford protection to public customers in the . Securities exchange comn v schreiber bosse co inc 368 f supp 24 nd ohio 1973 case opinion from the us district court for the northern district of ohio. 1 in august 1971 the securities and exchange commission sec filed a complaint in the united states district court for the northern district of new york alleging that alan f hughes inc a registered broker dealer aided and abetted by its president alan f hughes had violated various provisions of the securities exchange act of 1934. Case opinion for us 3rd circuit securities and exchange commission v lionel reifler susan lachance and howard ackerman appellants read the courts full decision on findlaw
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